Search Result

961 - 980 of 1040 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing