Search Result

201 - 220 of 646 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PR App 1.1

As Published: 2005

PR App 1.1

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability