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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2013

SUP 10A.12 Procedures relating to FCA-approved persons

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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Similar To

FEES 7.1 Application and Purpose

PERG 4.11 Link between activities and the United Kingdom

SUP 13.5 Notices of intention

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP 7.1 Application and purpose

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

PERG 8.17 Financial promotions concerning agreements for qualifying credit

FEES 2.1 Introduction

COND 2.3 Effective supervision

CASS 7A.3 Secondary pooling events

SUP 10A.13 Application for approval and withdrawing an application for approval

REC 4.8 The section 298 procedure

CREDS 2.1 Application and purpose

SUP 3.10 Duties of auditors: notification and report on client assets

DISP 2.7 Is the complainant eligible?

SUP 8.3 Applying for a waiver

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 10A.12 Procedures relating to FCA-approved persons

SYSC 21.1 Risk control: guidance on governance arrangements