Search Result

981 - 1000 of 1073 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2012

CASS 10.3 Existing records forming part of the CASS resolution pack

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

MCOB 10.2 Purpose

As Published: 2012

MCOB 10.2 Purpose

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages