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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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SUP 10A.5 Significant-influence functions

As Published: 2013

SUP 10A.5 Significant-influence functions

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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