Search Result

781 - 800 of 1094 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2012 to 31 March 2013

As Published: 2012

FEES App 1 Annex 1 Periodic Fees payable for the period 1 April 2012 to 31 March 2013

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing