Search Result

761 - 780 of 1096 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

LR 12.1 Application

As Published: 2005

LR 12.1 Application

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems