Search Result

701 - 720 of 912 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals