Search Result

661 - 680 of 1074 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

REC 3.23 Default

As Published: 2011

REC 3.23 Default

LR 12.1 Application

As Published: 2005

LR 12.1 Application

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

MCOB 7.3 General

As Published: 2004

MCOB 7.3 General

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction