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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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Similar To

COBS 18.2 Energy market activity and oil market activity

INSPRU 7.1 Application

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COLL 8.3 Investor relations

CASS 5.6 Client money distribution

LR 5.5 Miscellaneous

REC 3.16 Information technology systems

SUP 3.11 Review of auditor’s client assets report

FEES 2.3 Relieving Provisions

REC 3.13 Delegation of relevant functions

DEPP 3.1 The Regulatory Decisions Committee

LR 8.5 Responsibilities of listed companies

LR 1.3 Information gathering and publication

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SYSC 6.3 Financial crime

LR 7.2 The Listing Principles

APER 4.1 Statement of Principle 1

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing