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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

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SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

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