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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

…

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

…

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

…

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

…

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

…

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

…

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

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