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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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APER 1.1A Application

As Published: 2013

APER 1.1A Application

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MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

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TC App 5.1

As Published: 2010

TC App 5.1

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

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