Search Result

461 - 480 of 1073 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

COBS 3.8 Policies, procedures and records

As Published: 2007

COBS 3.8 Policies, procedures and records

DEPP 3.4 Urgent supervisory notice cases

As Published: 2013

DEPP 3.4 Urgent supervisory notice cases

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers