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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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SYSC 6.2 Internal audit

COBS 1.1 The general application rule

PERG 8.10 Types of financial promotion

PERG 8.26 The investment must be a particular investment

SUP 1A.4 Tools of supervision

COBS 20.2 Treating with-profits policyholders fairly

BIPRU 9.4 Traditional securitisation

RCB 3.2 Annual confirmations of compliance and asset pool monitor

GEN 6.1 Payment of financial penalties

APER 4.2 Statement of Principle 2

PERG 10.4A The application of EU Directives

LR 19.2 Requirements for listing

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation