Search Result

441 - 460 of 1082 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds