Search Result

441 - 460 of 789 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus