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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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COLL 12.3 EEA UCITS management companies

As Published: 2011

COLL 12.3 EEA UCITS management companies

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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