Search Result

301 - 320 of 742 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions