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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds