Search Result

161 - 180 of 985 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom