Search Result

141 - 160 of 1101 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

PR App 3.1

As Published: 2005

PR App 3.1

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications