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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

REC 3.23 Default

As Published: 2011

REC 3.23 Default

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion