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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities