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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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PERG 8.31 Exclusions for advising on investments

SUP 10A.1 Application

MCOB 1.2 General application: who? what?

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

SUP 12.2 Introduction

COBS 6.1C Consultancy charging and remuneration

PERG 8.4 Invitation or inducement

COBS 6.3 Disclosing information about services, fees and commission

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

SUP 15.3 General notification requirements

DEPP 2.5 Provision for certain categories of decision

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

PERG 5.2 Introduction

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order