Search Result

521 - 540 of 1107 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

APER 1.1A Application

As Published: 2013

APER 1.1A Application

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

As Published: 2006

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes