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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

LR 17.1 Application

As Published: 2005

LR 17.1 Application

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution