Search Result

441 - 460 of 1112 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2012

CASS 10.3 Existing records forming part of the CASS resolution pack

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units