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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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PERG 2.11

As Published: 2007

PERG 2.11

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

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RCB 3.6 Fees and other matters

REC 2.10 Financial crime and market abuse

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SUP 10A.11 Minimising overlap with the PRA approved persons regime

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading