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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

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COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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SUP 10A.10 Customer-dealing functions

As Published: 2013

SUP 10A.10 Customer-dealing functions

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

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COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

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COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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