Search Result

401 - 420 of 1056 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction