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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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