Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

…

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

…

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

…

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

…

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 7.1 Application and purpose

SUP 8.1 Application and purpose

FEES 6.4 Management expenses

COLL 2.1 Authorised fund applications

SUP 3.3 Appointment of auditors

LR 1.1 Introduction

PR 4.2 Third country issuers

SUP 8.9 Decision making

PERG 9.1 Application and Purpose

REC 2A.4 Power and procedure for RAP penalties and censures

MCOB 9.3 Pre-application disclosure

COBS 21.3 Rules for firms engaged in linked long-term insurance business

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading