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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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