Search Result

321 - 340 of 1036 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1