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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities