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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 13.7 The territorial application of MiFID

REC 4.6 The section 296 power to give directions

REC 3.1 Application and purpose

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FEES 6.5 Compensation costs

SUP 16.5 Annual Close Links Reports

COLL 12.2 UK UCITS management companies

PERG 8.3 Financial promotion

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading