Search Result

261 - 280 of 1010 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements