Search Result

241 - 260 of 1056 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures