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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus