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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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COLL 6.4 Title and registers

SUP 15A.1 Application and notifications under EMIR

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LR 18.4 Continuing obligations

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR 9.5 Transactions

GENPRU 1.2 Adequacy of financial resources

PR 1.1 Preliminary

REC 4.2C Control over a UK RIE

DTR 1A.2 Modifying rules and consulting the FCA

COLL 3.3 Units