Search Result

221 - 240 of 854 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision