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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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