Search Result

221 - 240 of 1064 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse