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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2013

SUP 10A.14 Changes to an FCA-approved person's details

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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PR App 1.1

As Published: 2005

PR App 1.1

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

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