Search Result

221 - 240 of 925 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

COND 1.3 General

As Published: 2013

COND 1.3 General

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions