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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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PERG 13.7 The territorial application of MiFID

LR 10.2 Classifying transactions

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COBS 20.2 Treating with-profits policyholders fairly

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LR 5.4A Transfer between listing categories: Equity shares

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REC 3.4 Key individuals and internal organisation

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP App 2.15 Run-off plans for closed with-profits funds

SYSC 4.4 Apportionment of responsibilities

DTR 6.4 Choice of Home State and notifications by third country issuers

LR 9.5 Transactions