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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

COLL 12.3 EEA UCITS management companies

As Published: 2011

COLL 12.3 EEA UCITS management companies

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules