Search Result

201 - 220 of 932 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)