Search Result

201 - 220 of 924 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule